Advisor Details

Advisor Details

Financial Advisor in Fort Myers, FL with 8 Year(s) of Experience

Professional Designations

Certified Financial Planner (CFP) - 264033

Personal Bio

Who I Am

Chris resides in Cape Coral, Florida with his family and when not serving his clients, Chris enjoys boating and fishing with his family, auto racing and aviation. Chris also serves as a Liaison Officer for his alma mater – The United States Air Force Academy. He is president of the local chapter of the National Association of Active and Retired Federal Employees (NARFE), the state Alzheimer’s chair, and a member of various veteran and service organizations.

Why I Do This

Chris began his career in financial services after retiring from both U.S. Air Force and federal government. Given his extensive background with both the armed forces and federal government communities, Chris joined a financial planning firm who primarily served active duty, retired military and federal government employees and their families. Wanting to provide expanded services to his clientele, Chris earned his CERTIFIED FINANCIAL PLANNER™️ certification and decided to join Conte Wealth Advisors.

What I Can Do For You

As a CFP® professional, Chris acts in a fiduciary role to develop and implement comprehensive financial plans. He believes in an integrated approach to assist his clients in reaching their financial goals and objectives. Chris specializes in Sustainable Investing (Socially Responsible Investing (SRIs), Environmental, Social & Governance (ESG) and Impact Investing.) If you are unfamiliar with this approach, he would be glad to discuss it with you!

Firm Name

Cambridge Investment Research Advisors

Firm Bio

Connecting You to Your Investments:

Investing Client

Invest with confidence, knowing that multiple entities are working toward protecting your financial assets. 

You have the freedom to choose to interact with your financial professional through a fee based or commission relationship, or both, based on your financial needs.

Financial Professional

A registered representative is licensed to sell securities, provides financial guidance to their clients and is typically paid a commission when you purchase a financial product.

An Investment Advisor Representative (IAR) provides financial guidance to their clients and is generally paid a fee for either managing assets, giving advice, or both. 

Investment Firm​

A broker-dealer facilitates the buying and selling of securities on behalf of the registered representative licensed with the firm and holds responsibility for regulatory compliance and adherence to securities laws.

A Registered Investment Adviser (RIA) processes the fee-based business of IARs licensed with the firm and holds responsibility for regulatory compliance and adherence to securities laws.

Custodian and Clearing Firms

Custodian and Clearing Firms provide the trade execution, clearing, custody and other services for securities and related transactions.

An independent broker-dealer can choose a non-affiliated clearing firm to provide the trade execution, clearing, custody and other related services for clients of their financial professionals. A clearing firm may also be a registered broker-dealer. Clearing relationships are typical throughout the industry and allow your financial professional to focus on helping you achieve your investment goals while taking advantage of the clearing firm's safeguards for the physical protection of your assets.

Regulators

The Securities Exchange Commission (SEC) is an agency of the U.S. government that oversees the Financial Industry Regulatory Authority (FINRA), which in turn oversees broker-dealers, clearing firms, and your financial professional. Both the SEC and FINRA require members to comply with various rules intended to regulate and oversee the operation of financial markets and the sales practices of financial professionals. Regulators aren't associated with, and do not endorse Cambridge. You can review the regulatory standing of Cambridge and each associated financial professional by visiting FINRA's BrokerCheck.

Firm SEC Form ADV

Firm SEC Form CRS

Firm SEC/CRD #

CRD#: 134139/SEC#: 801-63930

Research this Firm:

BROKER CHECK
SEC

NASAA

Firm Logo

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Education

United States Air Force Academy
Bachelor of Science
Duration: 1982 - 1987
University of West Florida
M.P.A.
Duration: 1993 - 1996

License(s)

Series 7, Series 66, Life and Disability, Annuities

Advisor SEC/CRD #

CRD#: 6193505

Research this Advisor:

    BROKER CHECK
    SEC
    NASAA

    Are you a Fiduciary?

    Yes

    Do you receive any commissions or fees based upon financial products that you provide to your clients?

    Yes

    Methods of Compensation

    Assets Under Management (AUM), Fee-Based, Subscription

    Specialties

    Preferred Client Type

    Membership Associations

    National Association of Estate Planners & Councils (NAEPC)

    Financial Planning Association (FPA) - 464186

    Certified Financial Planner Board of Standards (CFPBS)

    American College of Financial Services

    Activities/Hobbies

    Faith and Familiy, Auto Racing, Fishing, Investing, Reading, Air Shows, Flying, Volunteering, Weight Lifting

    Military Veteran

    Air Force

    Publications Featured In

    Other

    Disclaimer

    Important disclosures can be found at: https://www.investingthatmatters.info/disclosures

Contact:

2740 Oak Ridge Court
Fort Myers, FL 33901

cstearns@contewealth.com

(239) 288-4237

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