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What is the The Standard of Care and the Role of a Fiduciary for a Financial Advisor?

Author: Jim Eckel | | No Comments

The standard of care and the role of a fiduciary are discussed in this brief informative video. A fiduciary is a person who has the legal and ethical responsibility to act solely in the best interests of their client. All RIA’s, CFP’s, and Investment Advisors either registered with the SEC or state securities regulators are considered to be fiduciaries and MUST act in the best interests of their clients.

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