About BrokerCheck
BrokerCheck is a free public tool that allows you to research the backgrounds of brokers, investment adviser representatives, and financial firms. The information comes from the Central Registration Depository (CRD), the online registration and licensing database for the securities industry. Data specific to investment advisers comes from the SEC's Investment Adviser Registration Depository. The website provides details on an advisor or firm's qualifications, employment history, registration history, and any disclosures or customer disputes.